Compliance & Legal

Disclosures

At Stoxplex Research, we believe that transparency is the bedrock of a successful relationship between a research firm and its investors. This Disclosures document outlines our commitment to ethical standards and regulatory compliance as mandated by financial authorities.

SEBI Registration Details

  • Name of Research Analyst: StoxPlex Research
  • Proprietor / Individual Name: Shubham Shitole
  • SEBI Registration Number: [RA Registration Number]
  • Registration Type: Individual Research Analyst
  • Registered Address: Deulgaon Gada, Daund, Pune, Maharashtra, 412203
  • Email ID (Registered with SEBI): stoxplexresearch@gmail.com
  • Contact Number: 8208331248

Registration granted by SEBI and certification from NISM in no way guarantee the performance of the Research Analyst or provide any assurance of returns to investors.

Disclosures

  1. StoxPlex Research is a SEBI Registered Research Analyst and provides research services strictly in compliance with SEBI (Research Analyst) Regulations, 2014.
  2. The research services offered are limited to equity research and analysis and do not constitute portfolio management services, investment advisory services, or execution of trades.
  3. All research views, opinions, and recommendations are based on publicly available information, internal research, and market understanding at the time of publication.
  4. Research opinions are subject to change without prior notice depending on market conditions, corporate developments, or other relevant factors.
  5. StoxPlex Research, its proprietor, or associates do not guarantee the accuracy, completeness, or reliability of any information provided.
  6. Past performance of securities or research views is not indicative of future performance.

Conflict of Interest Disclosure

The Research Analyst may or may not hold positions in the securities discussed. Adequate measures are taken to avoid conflicts of interest and ensure independence of research views. Any potential conflict of interest, if applicable, will be disclosed in the respective research report.

Limitation of Liability

StoxPlex Research, its proprietor, employees, or associates shall not be liable for any direct, indirect, incidental, or consequential losses arising from the use of research reports, opinions, or information provided. Investors shall be solely responsible for their investment decisions. Everything posted on social media (Twitter/Facebook/Instagram/Telegram/YouTube channel) is for education/illustration purposes and should not be counted as recommendations or investment advice.


Last updated: October 2024. For further clarifications, please contact our Compliance Officer at stoxplexresearch@gmail.com.